Regulatory Reporting Compliance Officer
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仕事内容
A regulatory reporting compliance officer in Glasgow monitors and ensures adherence to financial regulations, specialising in large shareholding, short selling, and takeover panel reporting. The role involves interpreting rules, providing oversight and challenge to business units, and engaging with industry initiatives and regulatory examinations. Responsibilities include managing complex structured transactions, representing the firm in industry working groups, and executing monitoring programmes. Candidates should have a law or accountancy background, with at least two years' experience in related regulatory roles at financial institutions. The position requires excellent communication, analytical skills, and a keen eye for detail in a demanding environment. Strong collaboration skills and a passion for compliance excellence are essential.
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