Chief Compliance Officer – Boston

The Chief Compliance Officer (CCO) in Boston is responsible for leading and developing Green Pier's broker-dealer compliance programme, ensuring adherence to SEC and FINRA regulations. The CCO serves as a trusted partner to executive leadership, integrating compliance strategies with business initiatives to support growth and innovation. They liaise with regulators, manage examinations, and oversee reporting to senior management while mentoring compliance staff. The role demands strong knowledge of broker-dealer operations, regulatory frameworks, and excellent communication skills for complex regulatory insights. Candidates should possess a bachelor’s degree, extensive compliance experience, and relevant FINRA certifications such as Series 7 and 24. The role supports a compliant, ethical business culture and ongoing regulatory risk management within a high-growth fintech environment.