Trainee Financial Planning Compliance Officer

A compliance officer trainee assists in maintaining regulatory compliance and suitability of advice within a financial planning firm. The role involves conducting file and call checks, assessing vulnerability characteristics, and delivering structured feedback to advisers and paraplanners. The successful candidate will support the implementation of compliance procedures and ensure adherence to FCA regulations and internal policies. Candidates should be working towards CII Level 4 qualification or have completed 1-2 exams, with at least one year of compliance-related experience. Strong attention to detail, effective communication, and analytical skills are essential, along with confidence in providing constructive feedback. The position is based in Manchester City Centre, with an emphasis on professional development in a supportive environment.