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Governance, Risk, and Compliance Associate - Asset Management
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The role
As a GRC Associate in Asset Management, you will support audit procedures, compliance program implementation, and ongoing monitoring activities.
Contribute to the development of risk-based audit plans and assist with regulatory filings and adviser registrations.
Draft audit findings and assist in preparing management reports; participate in mock regulatory examinations.
Interpret investment guidelines and test compliance rules using platforms such as BlackRock Aladdin; perform pre-trade and post-trade reviews.
Monitor regulatory updates and help adjust internal procedures; support training and ensure ethical standards are followed.
Collaborate on client engagements, manage multiple projects, and maintain strong attention to detail and communication.
Contribute to the development of risk-based audit plans and assist with regulatory filings and adviser registrations.
Draft audit findings and assist in preparing management reports; participate in mock regulatory examinations.
Interpret investment guidelines and test compliance rules using platforms such as BlackRock Aladdin; perform pre-trade and post-trade reviews.
Monitor regulatory updates and help adjust internal procedures; support training and ensure ethical standards are followed.
Collaborate on client engagements, manage multiple projects, and maintain strong attention to detail and communication.
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