Skip to content
Whileresume
Leaderboard Build my CV Hire Log in

Equities Trade Surveillance Compliance Officer

Is this job for you?

Build your CV and see how well you match this role — and every other one.

Build my CV
Track your applications on mobile The free Whileresume app, on iPhone and Android.

The role

The Equities Trade Surveillance Compliance Officer is responsible for monitoring trading activities to prevent market abuse and manipulation within a global financial services firm in London. The role involves analysing trade data using surveillance systems, supporting investigations, and ensuring adherence to regulatory frameworks including EU and UK laws. The officer will collaborate with compliance and IT teams to enhance surveillance capabilities, and produce reports for management and authorities. Key skills include a strong knowledge of equities products, trade surveillance tools, and regulatory requirements. The position requires attention to detail, analytical skills, and experience in trading or market surveillance. The role offers a temporary contract aligned with compliance and risk management objectives in the financial sector.

See the full job post

Responsibilities, requirements, skills and benefits — create your free account.

At least 6 characters. The longer, the safer.
or

Already have an account?

You might also like these jobs

No closely matching jobs yet — here are the most recent ones.

Your location

Jobs and companies will be filtered on this country.

Suggested

All countries 65