Equities Trade Surveillance Compliance Officer
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The role
The Equities Trade Surveillance Compliance Officer is responsible for monitoring trading activities to prevent market abuse and manipulation within a global financial services firm in London. The role involves analysing trade data using surveillance systems, supporting investigations, and ensuring adherence to regulatory frameworks including EU and UK laws. The officer will collaborate with compliance and IT teams to enhance surveillance capabilities, and produce reports for management and authorities. Key skills include a strong knowledge of equities products, trade surveillance tools, and regulatory requirements. The position requires attention to detail, analytical skills, and experience in trading or market surveillance. The role offers a temporary contract aligned with compliance and risk management objectives in the financial sector.
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