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Compliance Officer – Guildford

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The role

A compliance officer oversees client due diligence and anti-money laundering (AML) checks, ensuring adherence to regulations. They assess and monitor client and matter risk profiles, providing clear findings and recommendations. The role involves conducting conflict of interest searches and collaborating with legal teams to resolve potential issues. Maintaining accurate records and supporting ongoing monitoring activities are essential responsibilities. The candidate should possess compliance, risk, or regulatory experience, preferably within a law firm, with strong analytical skills and excellent communication. They should be organised, proactive, capable of managing priorities independently and as part of a team.

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