Investment Compliance Officer – Norwich
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The role
An investment management organisation is seeking an experienced compliance officer to support regulatory compliance efforts during a 12-month fixed-term contract in Norwich. The role involves interpreting and applying MiFID and CASS regulations, as well as advising on regulatory and technical matters across the group. The successful candidate will assist in updating policies and procedures in response to regulatory changes and communicate these effectively within the organisation. Key responsibilities include reviewing financial promotions and ensuring compliance with evolving FCA and PRA requirements. Applicants should have a strong working knowledge of relevant regulations, excellent analytical skills, and sound judgement in applying regulatory standards. This role offers the opportunity to work remotely, providing flexibility and exposure to a dynamic investment environment.
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