Compliance Associate - Trading Operations & Surveillance
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The role
Compliance Professional:
Analyze and mitigate trading risks, ensure regulatory compliance, and develop trade surveillance systems. Collaborate with investment, trading, and finance teams. Strong analytical skills, financial knowledge, and regulatory expertise required. 3-7 years of experience in compliance or risk management. Bachelor's
Analyze and mitigate trading risks, ensure regulatory compliance, and develop trade surveillance systems. Collaborate with investment, trading, and finance teams. Strong analytical skills, financial knowledge, and regulatory expertise required. 3-7 years of experience in compliance or risk management. Bachelor's
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CityDenver, United States
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