Compliance Officer – Toronto

The compliance officer in Toronto is responsible for managing surveillance programmes to ensure adherence to financial regulations and internal policies. They identify and mitigate compliance risks, recommending improvements to programmes and collaborating with development teams on technology solutions. The role requires overseeing trading surveillance and enhancing operational processes in line with risk management protocols. Candidates should possess at least two years' experience in compliance within the finance sector, with strong communication and judgement skills. The position involves managing multiple projects and fostering a proactive, collaborative approach to compliance and operational excellence.