Compliance Officer – Guildford

A compliance officer in Guildford will undertake client due diligence and anti-money laundering checks on new and existing clients, assessing risk profiles and preparing detailed reports. The role involves conducting conflict of interest searches using specialist systems, collaborating with legal teams and senior stakeholders to resolve potential conflicts, and maintaining accurate client records for ongoing monitoring activities. The person will escalate high-risk issues and assist colleagues with client onboarding procedures, contributing to process improvements and compliance initiatives. Candidates should have relevant experience or a degree, with understanding of AML, client due diligence, and conflicts management; familiarity with systems like Intapp and SmartSearch is advantageous. Strong analytical, communication, organisational, and independent working skills are essential for contributing effectively in a collaborative environment.