Compliance Officer – Penarth

The Compliance Officer in Penarth is responsible for ensuring adherence to regulatory requirements across jurisdictions, particularly Singapore and Europe. They administer regulatory reporting processes, assess policy change impacts, and communicate updates to stakeholders. The role involves drafting compliance documentation, implementing monitoring programmes, and reporting breaches to governance bodies. They perform AML checks, oversee KYC services, and handle investigations into suspicious activities. Additionally, they support regulatory reporting, conduct training, and assist with audits to maintain organisational compliance. Candidates must have relevant experience, knowledge of the Securities and Futures Act, and strong communication skills.