Equities Trade Surveillance Compliance Officer

The role involves conducting daily and ad hoc trade surveillance to monitor for market abuse and manipulation, supporting audio and electronic communication audits, and assisting with investigations. The officer will serve as the main point of contact for cash equities surveillance matters and ensure compliance with procedures and escalation protocols. Responsibilities include maintaining a broad knowledge of EU/UK regulations, supporting system enhancements, and preparing evidence for suspicious activity investigations. Technical skills required include familiarity with systems like Actimize, Bloomberg, and SMARTS.broker, alongside strong attention to detail and report-writing abilities. Ideal candidates will possess equities product knowledge, previous surveillance or trading experience, and an understanding of the FCA handbook and MAR regulations.