Equities Trade Surveillance Compliance Officer

A trade surveillance compliance officer in London conducts daily and ad hoc monitoring of equities markets using systems like Actimize, SMARTS.broker, and Bloomberg to prevent market abuse and manipulation. The role involves investigations, system enhancements, and liaising with compliance teams to ensure procedures align with regulatory standards. The officer prepares trade data and evidence for compliance reports and assists in system development projects. Strong knowledge of the FCA handbook, EU Market Abuse Regulations, and technological proficiency in surveillance systems are required. Attention to detail, report writing skills, and the ability to stay updated on market regulations are essential. The position offers an excellent opportunity for professionals with trading or surveillance experience seeking to advance compliance expertise.