Investment Compliance Officer – Boston
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The role
The Investment Compliance Officer in Boston provides oversight for asset management activities, focusing on monitoring regulatory compliance, analysing breaches, and resolving systemic issues. They develop and test automated rules in compliance systems, review governing documents, and extract restrictions for coding into systems. The role involves supporting onboarding processes for new accounts and amendments, tracking onboarding status, and developing policies aligned with best practices. Candidates should hold strong analytical, organisational, and communication skills, with the capacity to work independently and collaboratively. A relevant degree and experience in investment management compliance, along with proficiency in industry tools, are preferred.
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