Senior Compliance Officer – Greater London
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The role
The position involves reviewing marketing communications for various funds, ensuring adherence to local regulatory standards and Consumer Duty principles. The role requires maintaining updated knowledge of pertinent regulatory changes and supporting their implementation within the business. Responsibilities include providing compliance approval for advertising materials, maintaining guidance and training resources, and fostering relationships with stakeholders. Candidates are expected to have over five years' experience in asset management compliance, with knowledge of UK, European, and possibly US regulations. Strong attention to detail, communication skills, and the ability to work proactively are essential. The role is subject to FCA Conduct Rules, encouraging diversity in candidates.
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