Senior Compliance Officer
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The role
A senior compliance officer supports an asset management firm's compliance programme across private equity, debt funds, and ETFs, ensuring compliance with regulatory standards and internal policies. The role involves collaborating with investment, legal, and operational teams to identify and mitigate risks related to regulations such as the Investment Advisers Act and SEC requirements. Duties include monitoring compliance, conducting reviews, and assisting with regulatory filings and examinations. The role requires skills in compliance testing, legal frameworks, and risk management, along with excellent organisational abilities. The position offers a hybrid working model, with a competitive salary range and comprehensive benefits package. An understanding of digital assets, ETFs, and professional certifications are advantageous.
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