Senior Legal Counsel – Boston
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The role
A senior legal counsel position in Boston involves providing legal support and strategic advice for retail brokerage and wealth management activities, overseeing regulatory compliance with SEC, CFTC, and other authorities, and managing complex contracts and client relationships. The role requires expertise in FINRA and SEC frameworks, drafting and negotiating commercial documents, and advising on registered investment advisory models. The candidate will lead negotiations, support new product development, and liaise with regulators and external counsel, ensuring legal and regulatory adherence. Skills in project management, regulatory analysis, and stakeholder engagement are essential, along with a strong legal background and relevant experience. Operating independently within a fast-paced environment, the role demands a strategic thinker capable of influencing senior management with expert legal insights.
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