Investment Compliance Officer – Aberdeen
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The role
An investment compliance officer position focusing on regulatory compliance within an investment management environment is available in Aberdeen. The role involves supporting the implementation of regulatory changes, updating policies and procedures, and providing technical advice across the group. The successful candidate will have expertise in MiFID and/or CASS regulations, with the ability to interpret legislation and exercise sound judgment. Responsibilities include analysing regulatory developments, implementing new policies, and reviewing financial promotions and customer documentation. Candidates should possess relevant industry experience, strong analytical skills, and a good understanding of regulatory frameworks such as MiFID/PRU and CASS. This position offers a fixed-term contract with benefits similar to a permanent role, working remotely within the UK.
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