Senior Compliance Officer
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The role
Provide senior oversight of pre-trade compliance monitoring within Aladdin OMS, resolving complex exceptions and advising senior PMs and traders.
Own contract interpretation and rule governance for client IMAs and regulatory investment restrictions.
Partner with Product, Legal, and Investments teams to support new product launches by embedding robust compliance controls.
Act as a senior compliance partner to Fixed Income, leveraging analytics to deliver timely, consistent compliance outcomes aligned with business and regulatory requirements.
Collaborate with portfolio management to evaluate new investment strategies, ensuring compliance through Aladdin system capabilities.
Lead cross-functional projects, mentor junior compliance officers, and drive continuous improvement to enhance control effectiveness and data quality.
Own contract interpretation and rule governance for client IMAs and regulatory investment restrictions.
Partner with Product, Legal, and Investments teams to support new product launches by embedding robust compliance controls.
Act as a senior compliance partner to Fixed Income, leveraging analytics to deliver timely, consistent compliance outcomes aligned with business and regulatory requirements.
Collaborate with portfolio management to evaluate new investment strategies, ensuring compliance through Aladdin system capabilities.
Lead cross-functional projects, mentor junior compliance officers, and drive continuous improvement to enhance control effectiveness and data quality.
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