Vice President, Assistant General Counsel - Boston
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The role
The Vice President, Assistant General Counsel for brokerage at LPL Financial is responsible for providing strategic legal guidance on securities laws, FINRA, SEC regulations, and corporate transactions. The role involves supporting legal analysis, managing legal risks, and advising on business migrations, regulatory compliance, and client agreements. The candidate must have 5-10 years' experience in securities regulation, legal research, and a strong understanding of financial industry compliance. The position requires collaborating with internal teams and external regulators to ensure legal adherence across various transactions. Technical proficiency in legal research tools, MS Office, and familiarity with financial regulations are essential. The role demands a proactive, detail-oriented lawyer capable of managing sensitive information and delivering solutions under tight deadlines.
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