EMEA Head of Corporate & Investment Bank Equities and Credit Markets Compliance
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The role
The role involves leading the EMEA compliance function for corporate and investment banking equities and credit markets, providing regulatory advice and policy leadership. The incumbent manages teams, ensures robust compliance frameworks, and supports new initiatives while maintaining adherence to UK, EU, and US regulations such as MiFID II, MAR, EMIR, and Dodd-Frank. They deliver real-time regulatory interpretation to trading desks and collaborate with global compliance teams to ensure consistent application of policies and risk management. The position requires a proactive approach to tackling emerging risks, developing talent, and maintaining operational excellence across the region. They will liaise with senior management and play a strategic role in regulatory compliance and risk mitigation for high-profile market activities.
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