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Compliance Assistant – Newcastle upon Tyne

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The role

The Compliance Assistant job in Newcastle involves supporting a high-performing team in delivering comprehensive compliance programmes across multiple jurisdictions. The role requires a motivated individual with a keen eye for detail, capable of handling tasks such as policy development, monitoring, training, and stakeholder engagement. Candidates should have experience or interest in financial regulation, with knowledge of FCA, SEC, and international rules, and familiarity with financial products. The position demands excellent organisational and communication skills, along with adaptability in a fast-paced environment. The role includes tasks related to regulatory filings, surveillance, and automation opportunities to improve compliance processes. Successful candidates will proactively support the regulatory framework and contribute to a culture of compliance and ethical standards.

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