Senior Legal Counsel - Securities, Brokerage & Regulatory Compliance
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The role
Senior Legal Counsel (VP) - Wealth, Custody & Clearing:
Provide comprehensive legal support for retail brokerage activities, advising on SEC, CFTC, and applicable regulations.
Exercise strong judgment and commercial acuity, with a keen understanding of market practice and regulatory requirements.
10+
Provide comprehensive legal support for retail brokerage activities, advising on SEC, CFTC, and applicable regulations.
Exercise strong judgment and commercial acuity, with a keen understanding of market practice and regulatory requirements.
10+
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