Head of CIB Equities and Credit Compliance – United Kingdom

The role leads the equities and credit compliance functions within a major financial institution in the UK, overseeing policy setting, risk assessment, and team management. It involves providing regulatory advice to front-office teams, implementing compliance frameworks, and maintaining oversight of trading activities and new initiatives. The position requires deep expertise in market regulations and the ability to interpret complex compliance issues in a dynamic trading environment. The successful candidate will manage regional and global compliance interactions, ensuring adherence to legal standards and internal policies. Key responsibilities include team development, process optimisation, and swift response to market and regulatory developments. Strong leadership, technical proficiency, and strategic thinking are essential for success in this senior compliance role.