Senior Compliance Officer – Southampton
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仕事内容
A Senior Compliance Officer in Southampton provides expert advice on regulatory compliance and conduct across various banking products. They oversee the implementation of compliance frameworks, support the development of policies, and ensure adherence to financial regulations such as BCOBs, CONC, and PSD2. Their duties include managing regulatory submissions, signing off marketing material, and maintaining the Management Responsibilities Map. The role demands excellent communication, analytical thinking, and judgement skills, with a proactive approach to emerging risks. Candidates should possess detailed legal and industry knowledge, resilience, and a collaborative spirit. The position is a 12-month fixed term contract requiring a minimum of 5 years of experience.
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