Senior Conduct and Compliance Manager
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仕事内容
The role involves providing expert advice on FCA regulations, conducting compliance reviews, and overseeing adherence to legislation such as CONC, PRIN, and BCOBs. The successful candidate will review legislation impacts, develop training, lead thematic compliance reviews, and support stakeholders on regulatory matters, including updates to policies and frameworks. They will also manage compliance risk assessments, contribute to continuous improvement initiatives, and act as a deputy to the Compliance Director at risk meetings. The position requires strong ethics, practical knowledge of FCA Handbook, risk-based judgment, and the ability to communicate complex concepts simply. Adaptability and analytical skills are essential for success in a fast-paced, evolving environment, supporting company-wide compliance excellence.
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