Interim Chief Compliance Officer

The Interim Chief Compliance Officer (CCO) is a senior role responsible for leading and overseeing the compliance function within the organisation, ensuring adherence to Canadian securities laws and industry standards. This executive provides strategic compliance guidance, risk assessment, and oversight of compliance policies, procedures, and controls. They manage compliance testing, surveillance, and training activities, along with monitoring regulatory developments affecting operations and products. The role involves maintaining relationships with regulators, managing audits and examinations, and supporting strategic initiatives. Strong leadership skills, technical compliance expertise, and experience in financial services are essential. A registration with Canadian securities regulators is required for this position.