Compliance Officer for Legal Practice
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职位介绍
The compliance officer in legal practice is responsible for ensuring adherence to regulatory obligations, primarily under the SRA's Standards and Regulations, within a law firm. They monitor compliance with the firm's authorisation terms, oversee management and employee adherence to applicable regulations, and report serious breaches to the SRA promptly. The role requires a qualified lawyer with over five years of PQE and at least two years' experience as a Compliance Officer for Legal Practice, with excellent organisational skills. Fluency in English, both written and verbal, is essential for effective communication. The position involves close collaboration with senior management and requires a comprehensive understanding of legal compliance standards and risk management practices.
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