Interim Compliance Officer – Cardiff

An interim compliance officer role in Cardiff involves supporting regulatory change assessments, updating policies and procedures, and advising on technical and compliance matters within the wealth management sector. The role requires analysing legislation, interpreting industry guidance, and ensuring adherence to regulatory standards. Candidates should possess a Level 4 qualification such as the CII Diploma in Financial Planning and have experience in wealth management compliance. The position offers the chance to work remotely, with a fixed-term contract that includes employee benefits such as bonus, pension, and holidays. The successful applicant will contribute to the review of financial promotions and customer documents and support the implementation of industry regulations. This role is suitable for a compliance professional aiming to develop their expertise within a well-established wealth management organisation.