Regulatory Compliance Specialist - Securities Law & Financial Regulations
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职位介绍
Regulatory Compliance Specialist:
Maintain firm's compliance with OSC, FINTRAC, and other regulations.
Support CCO, prepare regulatory filings, and conduct internal audits.
Provide compliance guidance, training, and support to staff.
3-5 years of experience in regulatory compliance.
Maintain firm's compliance with OSC, FINTRAC, and other regulations.
Support CCO, prepare regulatory filings, and conduct internal audits.
Provide compliance guidance, training, and support to staff.
3-5 years of experience in regulatory compliance.
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