Compliance Manager, Law/Legal
Questa offerta fa per te?
Crea il mio CV Crea il tuo CV e scopri la tua percentuale di corrispondenza con questa posizione — e con tutte le altre.
La posizione
Oversee and own the firm's regulatory compliance framework across multiple sites located in West Yorkshire.
Ensure adherence to SRA regulations, GDPR, and relevant legislation through policies, procedures and controls.
Conduct regular audits, risk assessments, and compliance reviews to identify and mitigate risk.
Provide guidance, coaching and training to staff, and investigate breaches or issues with corrective actions.
Monitor file reviews, conflicts of interest, AML and onboarding processes, and generate reports for Partners and stakeholders.
Drive continuous improvement of compliance systems and foster a strong risk-aware culture across the firm.
Ensure adherence to SRA regulations, GDPR, and relevant legislation through policies, procedures and controls.
Conduct regular audits, risk assessments, and compliance reviews to identify and mitigate risk.
Provide guidance, coaching and training to staff, and investigate breaches or issues with corrective actions.
Monitor file reviews, conflicts of interest, AML and onboarding processes, and generate reports for Partners and stakeholders.
Drive continuous improvement of compliance systems and foster a strong risk-aware culture across the firm.
Vedi l'annuncio completo
Mansioni, profilo, competenze e vantaggi — crea il tuo account gratuito.
o
Hai già un account?
AccediOfferte simili
Altre posizioni che potrebbero interessarti.